Code of Ethics

As a Certified Financial Planner® professional, I am bound by a code of ethics, which I apply for the work I do for all my clients.

Principle 1 – Best interests of Clients

Act in the best interest of clients.

Principle 2 – Integrity

Provide professional services with integrity.

Principle 3 – Objectivity

Provide professional services objectively.

Principle 4 – Fairness

Be fair and reasonable in all professional relationships. Disclose and manage conflicts of
interest.

Principle 5 – Professionalism

Conduct themselves in a professional manner at all times.

Principle 6 – Competence

Maintain the knowledge and skill necessary to provide professional services competently.

Principle 7 – Confidentiality

Protect the confidentiality of all client information.

Principle 8 – Diligence

Provide professional services diligently.