Code of Ethics
As a Certified Financial Planner® professional, I am bound by a code of ethics, which I apply for the work I do for all my clients.
Principle 1 – Best interests of Clients
Act in the best interest of clients.
Principle 2 – Integrity
Provide professional services with integrity.
Principle 3 – Objectivity
Provide professional services objectively.
Principle 4 – Fairness
Be fair and reasonable in all professional relationships. Disclose and manage conflicts of
Principle 5 – Professionalism
Conduct themselves in a professional manner at all times.
Principle 6 – Competence
Maintain the knowledge and skill necessary to provide professional services competently.
Principle 7 – Confidentiality
Protect the confidentiality of all client information.
Principle 8 – Diligence
Provide professional services diligently.